-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VTSZbOCLNhE4Y+2pEtbecGl4Oo3JKc1c0R6iJLHr2H5ZxHmHNr31txlSgzKTZfOR +36L6g8P1Y2CnD0iMdkTRQ== 0001193125-08-235500.txt : 20081114 0001193125-08-235500.hdr.sgml : 20081114 20081113200053 ACCESSION NUMBER: 0001193125-08-235500 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081113 GROUP MEMBERS: FERTITTA HOLDINGS, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LANDRYS RESTAURANTS INC CENTRAL INDEX KEY: 0000908652 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 760405386 FISCAL YEAR END: 1207 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42475 FILM NUMBER: 081186694 BUSINESS ADDRESS: STREET 1: TO COME CITY: TO COME STATE: TX ZIP: TO COME BUSINESS PHONE: 7138501010 MAIL ADDRESS: STREET 1: TO COME CITY: TO COME STATE: TX ZIP: TO COME FORMER COMPANY: FORMER CONFORMED NAME: LANDRYS RESTAURANTS INC DATE OF NAME CHANGE: 20020227 FORMER COMPANY: FORMER CONFORMED NAME: LANDRYS SEAFOOD RESTAURANTS INC DATE OF NAME CHANGE: 19930706 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FERTITTA TILMAN J CENTRAL INDEX KEY: 0001080301 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: LANDRYS SEAFOOD RESTAURANTS INC STREET 2: 1400 POST OAK BLVD STE 1010 CITY: HOUSTON STATE: TX ZIP: 77056 SC 13D/A 1 dsc13da.htm SCHEDULE 13D AMENDMENT NO. 16 Schedule 13D Amendment No. 16

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13D

(Rule 13d-101)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO

§ 240.13d-2(a)

(Amendment No. 16)*

 

 

 

LANDRY’S RESTAURANTS, INC.

(Name of Issuer)

 

 

Common Stock, par value $0.01 per share

(Title of Class of Securities)

 

 

51508L 10 3

(CUSIP Number)

 

 

Tilman J. Fertitta

1510 West Loop South

Houston, Texas 77027

(713) 386-7000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

 

with copies to:

Steven L. Scheinthal, Esq.

Landry’s Restaurants, Inc.

1510 West Loop South

Houston, TX 77027

(713) 386-7000

 

 

November 12, 2008

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box  ¨.

Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.

(Continued on following pages)

(Page 1 of 6 pages)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


  1.  

NAMES OF REPORTING PERSONS

 

            Tilman J. Fertitta

   
  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  x

(b)  ¨

   
  3.  

SEC USE ONLY

 

   
  4.  

SOURCE OF FUNDS (see instructions)

 

            PF

   
  5.  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

 

  ¨
  6.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            United States

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7.    SOLE VOTING POWER

 

                8,839,474 (1) (2)

 

  8.    SHARED VOTING POWER

 

                -0-

 

  9.    SOLE DISPOSITIVE POWER

 

                8,839,474 (1) (2)

 

10.    SHARED DISPOSITIVE POWER

 

                -0-

11.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            8,839,474 (1) (2)

   
12.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

  ¨
13.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            51.9% (See Item 5)

   
14.  

TYPE OF REPORTING PERSON (see instructions)

 

            IN

   

 

(1)

Includes 900,000 shares subject to options that have not been exercised by Tilman J. Fertitta but which are immediately exercisable or will become exercisable within 60 days of the date hereof.

(2)

Includes 500,000 shares of restricted Common Stock which vest 10 years from the effective date of grant and an additional 275,000 shares of restricted Common Stock which vest 7 years from the effective date of grant.


  1.  

NAMES OF REPORTING PERSONS

 

            Fertitta Holdings, Inc.

   
  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  x

(b)  ¨

   
  3.  

SEC USE ONLY

 

   
  4.  

SOURCE OF FUNDS (see instructions)

 

            AF

   
  5.  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

 

  ¨
  6.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Delaware

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7.    SOLE VOTING POWER

 

                8,839,474 (1) (2)

 

  8.    SHARED VOTING POWER

 

                -0-

 

  9.    SOLE DISPOSITIVE POWER

 

                8,839,474 (1) (2)

 

10.    SHARED DISPOSITIVE POWER

 

                -0-

11.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            8,839,474 (1) (2)

   
12.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

  ¨
13.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            51.9% (See Item 5)

   
14.  

TYPE OF REPORTING PERSON (see instructions)

 

            CO

   

 

(1)

Includes 900,000 shares subject to options that have not been exercised by Tilman J. Fertitta but which are immediately exercisable or will become exercisable within 60 days of the date hereof.

(2)

Includes 500,000 shares of restricted Common Stock which vest 10 years from the effective date of grant and an additional 275,000 shares of restricted Common Stock which vest 7 years from the effective date of grant.


AMENDMENT NO. 16 TO SCHEDULE 13D

The following constitutes Amendment No. 16 (“Amendment No. 16”) to the Schedule 13D filed by the undersigned. This Amendment No. 16 amends the Schedule 13D as specifically set forth:

 

ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION

Item 3 is hereby amended to add the following:

The aggregate purchase price of the 484,129 shares of Common Stock acquired by Fertitta since the filing of Amendment No. 15 to the Schedule 13D is approximately $5,336,627.70, excluding brokerage commissions. Such shares were acquired with Fertitta’s personal funds.

 

ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.

Item 5(a) is hereby amended and restated to read as follows:

 

  (a) AGGREGATE NUMBER AND PERCENTAGE OF SECURITIES BENEFICIALLY OWNED:

Fertitta is the direct beneficial owner of 8,839,474 shares of Common Stock, including (i) options to acquire 900,000 shares of Common Stock which are immediately exercisable or will become exercisable within 60 days of the date hereof and (ii) 775,000 shares of restricted Common Stock, 500,000 shares of which vest 10 years from the effective date of grant and 275,000 shares of which vest 7 years from the effective date of grant, representing in the aggregate approximately 51.9% of the shares of Common Stock outstanding based on 16,142,834 shares of Common Stock outstanding as of November 10, 2008, as reported in Landry’s third quarter Form 10-Q filed with the Securities and Exchange Commission.

Parent may also be deemed to beneficially own 8,839,474 shares of Common Stock, including (i) options to acquire 900,000 shares of Common Stock which are immediately exercisable or will become exercisable within 60 days of the date hereof and (ii) 775,000 shares of restricted Common Stock, 500,000 shares of which vest 10 years from the effective date of grant and 275,000 shares of which vest 7 years from the effective date of grant, beneficially owned by Fertitta, as Fertitta has agreed to contribute such shares of Common Stock to Parent pursuant to the Equity Commitment Letter, as amended.

Item 5(b) is hereby amended to add the following:

 

  (b) NUMBER OF SHARES AS TO WHICH REPORTING PERSON HAS SOLE OR SHARED POWER TO VOTE OR DISPOSE:

Pursuant to the First Amendment to Agreement and Plan of Merger dated October 18, 2008, Fertitta may not vote the 484,129 shares of Common Stock acquired by Fertitta since the filing of Amendment No. 15 to the Schedule 13D in favor of adoption of the Merger Agreement at the Special Meeting when held.

Item 5(c) is hereby amended to add the following:

 

  (c) TRANSACTIONS EFFECTED DURING THE PAST 60 DAYS:

Schedule A annexed hereto lists all transactions in securities of Landry’s by the Reporting Persons since the filing of Amendment No. 15 to the Schedule 13D. All such transactions were effected in the open market.


SIGNATURE

After reasonable inquiry and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

November 13, 2008
(Date)

/s/ Tilman J. Fertitta

Tilman J. Fertitta
FERTITTA HOLDINGS, INC.
By:  

/s/ Tilman J. Fertitta

Name:   Tilman J. Fertitta
Title:   Chief Executive Officer and President


SCHEDULE A

Transactions in the Securities of Landry’s Since the Filing of Amendment No. 15 to the Schedule 13D

TILMAN J. FERTITTA

 

Class of Security

   Securities
Purchased
   Price Per
Share ($)
   Date
of Purchase

Common Stock

   103,759    11.3246    10/28/08

Common Stock

   64,100    11.3123    11/10/08

Common Stock

   168,100    10.9564    11/11/08

Common Stock

   148,170    10.7627    11/12/08

FERTITTA HOLDINGS, INC.

None

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